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Overall Morningstar
Rating™ |
| What is this? |
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| As of 2009-10-31 |
|
Out of
Small Value Funds |
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| Rating derived from a weighted average of the fund's 3, 5, 10-year rating which are based on risk-adjusted performance. |
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Morningstar®
Style Box™ |
| What is this? |
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Small |
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Blend |
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| As of
2009-06-30 |
|
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| Day Change |
| $ -0.13 |
|
|
| NAV (2009-11-10) |
| $ 22.42 |
|
|
| YTD Return % (2009-11-10) |
| 20.61% |
|
|
| Total Assets ($ mil) |
| 790 |
|
| Growth of $10,000 |
 |
Fund: |
Heartland Value Plus |
| (from
1999-01-01
to 2009-10-31) |
 |
Category: |
Small Value |
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 |
Index: |
S&P 500 TR |
| Total Annualized Returns % |
1yr, 3yr and 5yr Returns as of 2009-11-10 |
| Inception date: 1993-10-26 |
10yr and Inception Returns as of 2009-10-31 |
|
YTD Returns as of 2009-11-10 |
|
|
YTD |
1 Year |
3 Year |
5 Year |
10 Year |
Since Inception |
| Fund |
18.89 |
45.02 |
0.73 |
4.58 |
10.40 |
10.34 |
| +/- Category |
-0.30 |
33.80 |
8.45 |
3.56 |
2.37 |
--- |
| +/- S&P 500 TR |
-4.63 |
-3.78 |
6.63 |
3.90 |
--- |
--- |
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|
| Standardized Annual Returns % more on standardized returns |
| Quarter-End (as of
2009-09-30) |
19.70 |
-7.58 |
4.65 |
5.16 |
10.54 |
10.58 |
| Month-End (as of 2009-10-31) |
16.63 |
7.75 |
1.66 |
4.42 |
10.40 |
10.34 |
|
|
| After Tax Returns % (as of
2009-09-30
)
|
| On Distribution |
--- |
7.53 |
-0.14 |
2.99 |
9.43 |
--- |
| On Distribution & Sale of Shares |
--- |
5.01 |
1.12 |
3.53 |
8.99 |
--- |
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| Morningstar Rating |
--- |
--- |
 |
|
 |
--- |
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| # of compared funds covered (3 yrs : out of 317 funds), (5 yrs : out of 242 funds), (10 yrs : out of 125 funds). Ratings are based on risk-adjusted performance. The maximum initial sales fee is
none,
the maximum deferred sales fee is
none,
and the maximum redemption sales fee is
2.00%.
|
|
| The performance quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate thus an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted herein. |
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| Sector Breakdown % |
|
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Information |
16.32 |
 |
Software |
2.55 |
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Hardware |
13.76 |
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Media |
0.00 |
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Telecommunications |
0.00 |
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Service |
45.47 |
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Healthcare |
20.27 |
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Consumer Services |
2.87 |
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Business Services |
11.15 |
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Financial Services |
11.17 |
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Manufacturing |
38.22 |
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Consumer Goods |
5.15 |
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Industrial Materials |
15.83 |
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Energy |
16.63 |
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Utilities |
0.61 |
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| Asset Allocation |
|
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| % of Net Assets |
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Cash |
8.5 |
 |
Stocks |
91.5 |
|
Bonds |
0.0 |
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Other |
0.0 |
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|
Foreign Stocks |
0.0 |
|
(as a % of Assets) |
|
|
| Data through 2009-06-30 |
Data through 2009-06-30 |
 |
| Holding Status |
|
| Total Number of Stock Holdings |
52 |
|
Turnover % |
53 |
| Total Number of Bond Holdings |
0 |
|
30 Day SEC Yield % |
4.00 |
| % of Assets in Top 10 Holdings |
30.18 |
|
ending as of
2009-09-30 |
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|
View Data Definitions |
| Top 10 Holdings |
Sector |
P/E |
YTD
Return % |
% of Net
Assets |
|
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|
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Chemed Corporation |
|
12.92 |
14.53 |
3.48 |
|
Cimarex Energy Company |
|
--- |
70.87 |
3.13 |
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St. Mary Land & Exploration Company |
|
14.01 |
51.11 |
3.07 |
|
Plains Exploration & Production Company |
|
--- |
13.55 |
3.02 |
|
Sensient Technologies Corporation |
|
12.64 |
10.89 |
2.99 |
|
 |
|
Hill-Rom Holdings, Inc. |
|
14.99 |
34.01 |
2.98 |
|
Pall Corporation |
|
15.55 |
15.48 |
2.93 |
|
Steris Corporation |
|
11.68 |
43.32 |
2.88 |
|
Conmed Corporation |
|
15.75 |
-10.36 |
2.85 |
|
Navigant Consulting |
|
19.12 |
-14.81 |
2.85 |
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|
 |
Data through 2009-06-30 |
|
| YTD Return through 2009-11-20 |
|
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| Fund Inception: 1993-10-26 |
|
Portfolio Manager (Start Date) |
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Bradford A. Evans (2006-05-26) |
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|
Brad Evans graduated with honors from the University of Wisconsin with a BA in International Relations, Russian, and Political Science. Mr. Evans is also a Chartered Financial Analyst. He re-joined Heartland Advisors in June of 2004 as a Vice President and Portfolio Manager. From April 2001 to June 2004, he had served as Vice President and as a Research Analyst for High Rock Capital, LLC. Mr. Evans was previously employed by Heartland Advisors from January 1996 to April 2001, first as a Research Associate and then as a Research Analyst. |
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Adam J. Peck (2007-08-03) |
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Adam J. Peck, received his BS in International Relations and MBA in the Applied Securities Analysis Program at the University of Wisconsin-Madison. Mr. Peck is a Chartered Financial Analyst. Mr. Peck started at Heartland Advisors in 2006 and is currently a Portfolio Manager. Mr. Peck was a founding partner at Coral Gables Financial Corporation and a Senior Investment Analyst there in 2004. Previously he was a Senior Investment Associate at Northern Trust Bank of Florida from 2000 to 2004. |
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Michael D. Petroff (2007-08-03) |
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Petroff has been with Heartland Advisors since 2006 and currently holds the position of Vice President - Institutional Sales and Portfolio Manager. Prior to joining Heartland Advisors, he was Vice President-Institutional Equity Sales for Robert W. Baird & Co., Inc. from 2003 to 2006 and was a Vice President in the Financial Sponsors Group for Deutsche Bank AG (previously BT Securities, Inc.) from 1995 to 2002. Michael Petroff received his AB from Princeton University in Economics and MBA from The Wharton School at the University of Pennsylvania. |
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|
Sales Charge %
(taken from prospectus dated 2009-05-01) |
| Front: |
None |
| Deferred: |
None |
|
| Expense Ratio % |
1.27 |
based on net assets
(taken from annual report dated 2008-12-31)
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| Correspondence Information |
789 N. Water St.
Milwaukee,
WI
53202
USA |
|
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| Telephone: |
| 800-432-7856 |
| 414-289-7000 |
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