|
Overall Morningstar
Rating™ |
| What is this? |
 |
 |
| As of 2009-10-31 |
|
Out of
Short-Term Bond Funds |
|
| Rating derived from a weighted average of the fund's 3, 5, 10-year rating which are based on risk-adjusted performance. |
|
|
|
Morningstar®
Style Box™ |
| What is this? |
|
 |
|
Avg Duration |
|
|
3.06 Yrs
|
|
|
|
Avg Credit Quality |
|
|
A |
|
| As of
2009-10-31 |
|
|
| Day Change |
| $ 0.00 |
|
|
| NAV (2009-11-20) |
| $ 11.09 |
|
|
| YTD Return % (2009-11-20) |
| 24.18% |
|
|
| Total Assets ($ mil) |
| 126 |
|
| Growth of $10,000 |
 |
Fund: |
Thompson Plumb Bond |
| (from
1999-01-01
to 2009-10-31) |
 |
Category: |
Short-Term Bond |
|
 |
Index: |
BarCap US Agg Bond TR USD |
| Total Annualized Returns % |
1yr, 3yr and 5yr Returns as of 2009-11-20 |
| Inception date: 1992-02-10 |
10yr and Inception Returns as of 2009-10-31 |
|
YTD Returns as of 2009-11-20 |
|
|
YTD |
1 Year |
3 Year |
5 Year |
10 Year |
Since Inception |
| Fund |
24.18 |
29.80 |
8.96 |
6.44 |
6.63 |
6.11 |
| +/- Category |
15.09 |
20.21 |
5.35 |
3.23 |
2.41 |
--- |
| +/- BarCap US Agg Bond TR USD |
17.27 |
17.31 |
2.51 |
1.17 |
--- |
--- |
|
|
| Standardized Annual Returns % more on standardized returns |
| Quarter-End (as of
2009-09-30) |
21.38 |
30.56 |
8.63 |
6.10 |
6.51 |
6.06 |
| Month-End (as of 2009-10-31) |
23.06 |
32.67 |
8.77 |
6.29 |
6.63 |
6.11 |
|
|
| After Tax Returns % (as of
2009-09-30
)
|
| On Distribution |
--- |
29.30 |
6.67 |
4.41 |
4.55 |
--- |
| On Distribution & Sale of Shares |
--- |
20.92 |
6.22 |
4.26 |
4.42 |
--- |
|
|
| Morningstar Rating |
--- |
--- |
 |
|
|
--- |
|
| # of compared funds covered (3 yrs : out of 360 funds), (5 yrs : out of 305 funds), (10 yrs : out of 164 funds). Ratings are based on risk-adjusted performance. The maximum initial sales fee is
none,
the maximum deferred sales fee is
none,
and the maximum redemption sales fee is
none. |
|
| The performance quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will fluctuate thus an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted herein. |
|
|
|
|
| Sector Breakdown % |
|
| US Government |
0.00 |
| US Treasuries |
0.00 |
| TIPS |
0.00 |
| US Agency |
0.00 |
|
|
|
| Mortgage |
2.11 |
| Mortgage Pass-Thru |
2.11 |
| Mortgage CMO |
0.00 |
| Mortgage ARM |
0.00 |
|
|
|
| Credit |
74.03 |
| US Corporate |
72.31 |
| Asset-Backed |
0.00 |
| Convertible |
1.36 |
| Municipal |
0.00 |
| Corporate Inflation-Protected |
0.36 |
|
|
|
| Foreign |
3.34 |
| Foreign Corp |
3.34 |
| Foreign Govt |
0.00 |
|
|
|
| Cash |
20.52 |
|
| Bond Quality |
% of Bonds |
| AAA |
16.1 |
| AA |
7.7 |
| A |
25.4 |
| BBB |
41.4 |
| BB |
6.8 |
| B |
0.0 |
| Below B |
2.7 |
| Not Rated |
0.0 |
|
|
|
|
|
| |
|
|
| Asset Allocation |
|
 |
|
| % of Net Assets |
 |
Cash |
20.5 |
 |
Stocks |
0.0 |
|
Bonds |
78.1 |
 |
Other |
1.4 |
|
|
|
Foreign Stocks |
0.0 |
|
(as a % of Assets) |
|
|
| Data through 2009-10-31 |
Data through 2009-10-31 |
 |
| Holding Status |
|
| Total Number of Stock Holdings |
|
|
Turnover % |
110 |
| Total Number of Bond Holdings |
157 |
|
30 Day SEC Yield % |
7.33 |
| % of Assets in Top 10 Holdings |
17.85 |
|
ending as of
2009-09-30 |
|
|
|
|
View Data Definitions |
| Top 10 Holdings |
Maturity
Date |
Amount
$000 |
Value
$000 |
% of Net
Assets |
|
|
|
|
|
|
 |
Associated Banc-Corp 6.75% |
2011-08-15 |
2,522 |
2,541 |
2.24 |
|
Lexmark Intl 5.9% |
2013-06-01 |
2,226 |
2,295 |
2.02 |
|
Brinker Intl 5.75% |
2014-06-01 |
2,242 |
2,216 |
1.95 |
|
Arden Rlty 5.25% |
2015-03-01 |
2,078 |
2,149 |
1.89 |
|
Nordstrom 6.25% |
2018-01-15 |
2,000 |
2,113 |
1.86 |
|
 |
 |
Xl Cap 5.25% |
2014-09-15 |
1,965 |
1,936 |
1.71 |
|
Jefferson Pilot 4.75% |
2014-01-30 |
1,810 |
1,816 |
1.60 |
|
Dow Chem 7.6% |
2014-05-15 |
1,631 |
1,812 |
1.60 |
|
Suntrust Bk Atlanta Mdtmsbntbe 5% |
2015-09-01 |
1,754 |
1,718 |
1.52 |
|
Lincoln Natl 4.75% |
2014-02-15 |
1,638 |
1,656 |
1.46 |
|
|
 |
Data through 2009-10-31 |
|
|
|
| Fund Inception: 1992-02-10 |
|
Portfolio Manager (Start Date) |
|
|
|
|
|
John W. Thompson (1992-02-10) |
|
|
|
John W. Thompson is the President and Chief Executive Officer and a Director of Thompson Plumb Funds, Inc., and is the Founder and President of TIM. Until January 2004, Mr. Thompson was Founder, President and Treasurer of Thompson, Plumb & Associates, Inc since the firm’s 1984 inception. Prior to that, he served as the Senior Trust and Investment Officer at Firstar Bank in Madison, Wisconsin. He has been in the investment business since 1971. He is a CFA charterholder. |
|
|
|
|
|
James T. Evans (2009-02-02) |
|
|
|
James T. Evans is a Vice President of Thompson Plumb Funds, Inc. Mr. Evans has been a Research Analyst at TIM since March 2005 and has been a portfolio manager at TIM since June 2008. Prior to joining TIM, he was a Managing Director for Nakoma Capital Management, a hedge fund currently headquartered in Madison, Wisconsin that he joined in July 2000. He is a CFA charterholder and is also a member of the CFA Institute and the CFA Society of Madison. |
|
|
|
|
|
Jason L. Stephens (2009-02-02) |
|
|
|
Jason L. Stephens is a Vice President and the Secretary of Thompson Plumb Funds, Inc. and a Portfolio Manager at TIM. Previously, he served as Chief Compliance Officer for Thompson Plumb Funds, Inc., and has worked in various capacities for TIM and Thompson, Plumb & Associates, Inc. since 2002. He is a CFA charterholder and is also a member of the CFA Institute and the CFA Society of Madison. |
|
|
|
|
Sales Charge %
(taken from prospectus dated 2009-03-31) |
| Front: |
None |
| Deferred: |
None |
|
| Expense Ratio % |
0.59 |
based on net assets
(taken from annual report dated 2008-11-30)
|
|
| Correspondence Information |
1200 John Q. Hammons Drive
5th Floor
Madison,
WI
53717
USA |
|
|
|
| Telephone: |
| 800-999-0887 |
| 608-827-5700 |
|
|
